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Stay informed with our new
Regulatory Round-up 

The regulatory landscape continues to evolve. Our Regulatory Roundup highlights the latest developments affecting financial advisors and planners, helping you stay informed about emerging requirements, industry priorities and issues that may affect your practice.

This issue explores developments in insurance oversight, licensing and continuing education, capital-markets regulation, investor protection and fraud prevention, all with practical relevance for today’s financial professionals.

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Advocis, The Financial Advisors Association of Canada

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